Untitled Document

LEGAL REQUIREMENTS FOR MUTUAL FUND INVESTMENTS

Error in the name of the unit holder

Procedure
If the unit holder's name has been erroneously recorded due to an error by the unit holder, then to rectify the same the unit holder needs to furnish certain documents to the Fund.
If the error has occurred on the part of the Mutual Fund or Registrar the unit holder need not furnish the documents
Documents Required
- A letter from the Unit holder requesting correction of the error.
- Certified* copy of :
  - Passport/school leaving certificate (in case of an individual);
  - Certificate of incorporation (in case of a company);
  - The entry in the Register of Firms (In case of a partnership firm);
  - Passport/birth certificate (in case of NRIs).

NOTES :

All certified copies are to be
- Attested by a gazetted officer; or a practicing Chartered Accountant or Advocate (or)
- Attested by the manager of a bank where the Unit holder maintains an account, specifying the manager's bank identification number (or)
- Notarized by a Notary Public. (Note: A power of attorney is always to be notarized by a notary public.)
In case the Power of Attorney is supplied by the Unit holder, it may be accepted in case it is substantially in accordance with the format provided.
All documents are to be executed on plain paper. Wherever stated so specifically, documents are to be executed on non-judicial stamp paper of the stated denomination. After completion, the required document should be submitted to any of our Investor Service Centers for resolution.